Manager Trade Compliance jobs
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| Sep 09 | AML/BSA BROKERAGE COMPLIANCE MANAGER | Union Bank | Los Angeles, CA |
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(AML) Compliance Specialist are to manage development, implementation, ... Qualifications * 5 years Compliance experience within the financial/securities services... more |
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| Sep 09 | Middle Office Analyst - Program Trading | Citi | New York, NY |
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proprietary accounts * Ensure compliance with regulations/laws/policies ... Able to lead peers, management with ambition and drive to develop into senior manager... more |
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| Sep 09 | Implementation Project Manager I - Institutional Wealth Services | Fidelity Investments | Boston, MA |
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March 3, 2010. The Implementation Project Manager I will be the lead coordinator for ... training compliance * Create the weekly management measurement reports * Submit and... more |
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| Sep 08 | Ocean Freight Trade Manager II | UPS | Gardena, CA |
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Solutions is seeking an Ocean Freight Trade Manager impacts the organization by managing ... An Ocean Freight Trade Manager typically reports to an Ocean Freight Trade... more |
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| Sep 08 | Vice President, Compliance - Investment Adviser Oversight | Fidelity Investments | Boston, MA |
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will develop, implement and manage compliance and operational oversight ... 17j-1 * Trade allocations * Side-by-side management * Manage conflicts of interest... more |
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| Sep 08 | BR, GRR, Regulatory Sales Compliance, Securities Senior Manager | Deloitte | Hartford, CT |
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compliance; trade monitoring and reporting compliance; and other general brokerage ... with compliance and supervision Job Duties: Manager (Sales Compliance Focus) *... more |
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| Sep 08 | BR, GRR, Regulatory Sales Compliance, Securities Senior Manager | Deloitte | New York, NY |
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compliance; trade monitoring and reporting compliance; and other general brokerage ... with compliance and supervision Job Duties: Manager (Sales Compliance Focus) *... more |
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| Sep 08 | BR, GRR, Regulatory Sales Compliance, Securities Senior Manager | Deloitte | Parsippany, NJ |
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compliance; trade monitoring and reporting compliance; and other general brokerage ... with compliance and supervision Job Duties: Manager (Sales Compliance Focus) *... more |
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| Sep 08 | Compliance Analyst 3 | SunTrust Banks | Georgia |
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and trends to help line and function management evaluate compliance with ... data or business information. 7 years compliance experience. Preferred... more |
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| Sep 08 | Environmental Scientist (Air Compliance) | Jacobs Engineering Group | Fort Worth, TX |
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Project Management skills. Current client relationships a plus. Experience in the Dallas-Fort Worth metroplex required Environmental ... Project management potential. more |
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